Utah Division of Securities

160 East 300 South, 1st Floor
Salt Lake City UT 84111

Utah Division of Securities Related Bonds

State Class Description Cancellation Min Max Action
UT License/Permit Investment Adviser 60 $10,000 $10,000
UT License/Permit Investment Adviser 60 $35,000 $35,000
UT License/Permit Securities Broker-Dealer (Broker/Dealer) 60 $100,000 $100,000
UT License/Permit Securities Agent 60 $25,000 $25,000

Recent Updates

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Updated: 10-20-2020
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Updated: 10-20-2020
Prince George County Sheriff
Updated: 10-20-2020