State of West Virginia Securities Commission

1900 Kanawha Boulevard East, Building 1, Room W-100 Charleston WV 25305

State	Class	Description	Cancellation	Min	Max	Action
WV	License/Permit	West Virginia Broker Dealer	30	$0	$999,999	View
WV	License/Permit	West Virginia Investment Advisor	30	$0	$999,999	View